The memorandum provides consultation, cooperation and the exchange of information related to the supervision and oversight of regulated entities operating on a cross-border basis in Hong Kong and the US.
The memorandum was signed on 18 January 2017 by SFC chief executive Ashley Alder and SEC chair Mary Jo White.
It covers exchanges and other trading venues, market intermediaries, investment funds or companies, clearing agencies and credit rating agencies.
Riding the wave of alternative income amongst HNWIs in APAC
Unmasking the dividend opportunity
The future of mobility
Smartphones on wheels
China’s post-pandemic growth gathers pace
Turning environmental hopes into investment reality
Who’s afraid of higher interest rates?
An investment opportunity for the coming decades: the environment
Your Questions Answered by Federated Hermes Impact Opportunities
Sustainable Investing in Changing Market Conditions
BNP Paribas AM hires, Nordea AM loses, Fund failures galore, PIMCO’s AI wariness, Manulife’s goes Robo-AI, The buyback march, Apple’s mistake and much more.
Part of the Mark Allen Group.
