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Latest News | 4 Sep 19
As China’s asset management industry opens and more foreign firms enter, regulations are not keeping pace, according to Xiao Gang, former head of the China Securities Regulatory Commission.
Latest News | 6 Aug 19
SFC’s recently introduced “complex product” regulations have extended retail investor due diligence requirements to professional investors.
As a manager of investment portfolios for clients in Hong Kong, he was convicted of accepting illegal commission payments.
Latest News | 22 Jul 19
The country’s securities regulator wants fund managers and distributors to disclose more information about the products’ risks.
Latest News | 4 Jul 19
Aberdeen Standard Investments is the latest wholly-foreign owned enterprise manager to expand into advisory services in China.
For involvement in the 1MDB scandal, Tim Leissner also has a lifetime prohibition on entering Singapore’s financial industry.
Latest News | 27 Jun 19
But the hope is that a July change in Cayman Islands regulations will steer hedge and private fund managers toward locally-domiciled funds.
Latest News | 19 Jun 19
A number of firms are still finding it difficult to comply with Hong Kong’s manager-in-charge (MIC) regime.
Latest News | 18 Jun 19
While representing UBS Singapore, he had forged documents and falsified company emails, the regulator said.
Latest News | 23 May 19
Companies that want to list on the Hong Kong Stock Exchange will be asked to explain why they lack diversity on the board.
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