The memorandum provides consultation, cooperation and the exchange of information related to the supervision and oversight of regulated entities operating on a cross-border basis in Hong Kong and the US.
The memorandum was signed on 18 January 2017 by SFC chief executive Ashley Alder and SEC chair Mary Jo White.
It covers exchanges and other trading venues, market intermediaries, investment funds or companies, clearing agencies and credit rating agencies.
Thematic investment series: Innovative transformation cuts across “old” and “new” economy companies
Sustainable Investing in Changing Market Conditions
China bonds: plugging the yield gap
Impact opportunities: investing to limit biodiversity loss
Tap into Japan’s post-pandemic growth trends
Accessing India’s tech future
Nuveen broadens income sources via private capital and real assets
Smartphones on wheels
Investment Ideas for 2021: Explore the untapped potential in China Small Companies
Who’s afraid of higher interest rates?
Dimensional excludes the Middle Kingdom; JP Morgan’s optimistic outlook; Household wealth is rocketing; Schroders is thinking about privates; Ninety One’s pithy AI; German woes and much more.
Part of the Mark Allen Group.
