Jupiter hires; Zurich veteran resurfaces; HSBC’s sales; Citibank’s strategy; marketing dilemmas and much more.
Tag: HSBC
Morningstar Asia fund reviews and re-ratings – September
A downgrade for a Franklin fund, coverage initiated on HSBC, Invesco and JP Morgan products and neutral ratings for funds from Schroders and Fidelity.
Life-ban for former HSBC relationship manager
Hong Kong’s SFC disqualifies Chen Chia-hui from the financial services industry following her bribery conviction.
Regulator slaps HSBC with HK$2.5m fine
Hong Kong’s Securities and Futures Commission has publicly scolded and fined HSBC for regulatory breaches and internal control failings.
Hong Kong regulator bans two ex-HSBC advisers for life
Hong Kong’s Securities and Futures Commission (SFC) has banned two former HSBC employees from re-entering the financial services industry for life after they were convicted of fraud.
The FSA Spy market buzz – 05 August 2016
Franklin Templeton summons to HQ; Change at Pioneer; Strategy move for Eastspring; Robo-advice; Goldman is disrupting; HSBC prepares for negative rates, and much more.
HSBC and Standard Chartered shares jump despite profit slides
Shares in HSBC jumped 3.6% on Wednesday despite it revealing a 29% slide in profits to $9.7bn for the first half.
UK firm jumps at China’s $7trn bond market
UK-based Insight Investment has become the first overseas financial institution to access China’s interbank bond market.
SFC bans ex-HSBC portfolio manager
The Securities and Futures Commission has penalised Yeung Chun Him for breaching the code of conduct and the personal data ordinance.
SFC bans HSBC’s Chow for life
Hong Kong’s Securities and Futures Commission has banned Andrew Chow Ho-cheung from re-entering the industry for life after he was convicted for fraud and theft.
