Hermes hires new member for its APAC business development team; EFG partners with GQG Partners to distribute an EM fund; Capital Group and Samsung AM launch a retirement income solution in Korea; HSBC plans to roll out a robo-advisor in the UK; China’s new cyber-security law comes into force; and others…
Tag: HSBC
The FSA Spy market buzz – 17 March 2017
HSBC moves; AMP gets ethical; Concentrate or die; Invesco fixed maturity; DBS’s good call; Benchmarking dilemmas; EFG is coy; Nikko’s tissues; Samsung AM’s taxis and much more.
APAC drives UBS WM inflows
Client assets managed by UBS wealth management increased in 2016, led by net new money from Asia-Pacific investors.
Morningstar Asia fund reviews and re-ratings – November
Upgrades for Allianz, Fidelity, First State, Schroders and Templeton and coverage initiated on several others, together with the new “sustainability rating”.
The FSA Spy market buzz – 04 November 2016
Jupiter hires; Zurich veteran resurfaces; HSBC’s sales; Citibank’s strategy; marketing dilemmas and much more.
Morningstar Asia fund reviews and re-ratings – September
A downgrade for a Franklin fund, coverage initiated on HSBC, Invesco and JP Morgan products and neutral ratings for funds from Schroders and Fidelity.
Life-ban for former HSBC relationship manager
Hong Kong’s SFC disqualifies Chen Chia-hui from the financial services industry following her bribery conviction.
Regulator slaps HSBC with HK$2.5m fine
Hong Kong’s Securities and Futures Commission has publicly scolded and fined HSBC for regulatory breaches and internal control failings.
Hong Kong regulator bans two ex-HSBC advisers for life
Hong Kong’s Securities and Futures Commission (SFC) has banned two former HSBC employees from re-entering the financial services industry for life after they were convicted of fraud.
