After the Chinese regulator urged a more thorough risk analysis, some mainland brokers have refused to issue bonds from privately-owned companies amid default concerns, mainland media reported.
Tag: China Securities Regulatory Commission
China this week – 22 April 2016
A roundup of the week’s asset management news from mainland publications.
China this week – 13 Nov 2015
A roundup of the week’s asset management industry news from mainland publications.
The FSA Spy market buzz – 23 Oct 15
Scepticism about Credit Suisse; cancer therapy ETFs; getting rich Swiftly; Chinese women rule; change at the CSRC; advertising from BEA and AB and much more.
China this week – Fund News
A roundup of the week’s asset management industry news from mainland publications.
China opens door further by clarifying “beneficial ownership”
The mainland regulator posted an FAQ notice on its website stating that “investors are legally entitled to the rights and benefits of shares acquired through the northbound trading link. “Accordingly, the CSRC Stock Connect Rules have expressly stipulated that, in northbound trading, overseas investors shall hold SSE [Shanghai Stock Exchange] securities through HKSCC and are entitled to […]
HFT nabs Deutsche Asset’s Patrick Liu for CEO role
Liu is based in Shanghai and succeeds Tian Ren Can, who left the firm in late February, a company spokesman said. HFT Investment Management is a joint venture between BNP Paribas Investment Partners and Haitong Securities. According to the firm, in April 2003, it became one of the first joint venture fund management companies to […]
HK China mutual stock market access soon
The financial regulators of Hong Kong and China are working on a deal which will allow investors in both countries to participate in each other’s stock markets.
