Regulation Archives - Page 5 of 45

Hong Kong and China to launch Swap Connect

Authorities in both jurisdictions announce that the latest trading agreement is set to start in six months’ time.

Goldman Sachs ICBC Wealth Management can now offer wealth management products to domestic Chinese clients.

They allegedly obtained A$2.5m by misleading investors

The lion city plans to issue up to S$35bn ($25.4bn) in green financing by 2030.

Firms are reminded about licensing rules when marketing the asset as part of a collective investment scheme.

Bank of China and Everbright Bank were charged for violations in their wealth management units.

The regulator looks to build greater trust in the sector.

After he ‘operated a client account discretionarily without obtaining written authorisation’.

Loh Thim Mun Marcus was found to have transferred clients’ money to his personal account.

After they used false certificates to prove they had minimum requirements to apply to be insurance agents.