Lion Group Holding already holds type 1, 2, 4, 5 and 9 SFC licences.
Category: Markets
St James’s Place to close Shanghai office
Firm will ‘continue to invest in and grow’ its operations in Hong Kong and Singapore.
UBS in talks over fund licence in China
UBS is only the latest foreign firm to throw its hat in the ring in China by seeking to apply for a mutual fund licence.
EFG appoints Hong Kong branch CEO
David Louie spent 11 years as market group head for China at Credit Suisse.
Franklin Templeton expands global infrastructure fund offering to Hong Kong
Hong Kong retail investors can now invest in the $440m fund.
Fidelity receives nod to launch China retail fund
This comes a day after Neuberger Berman got its approval.
Neuberger Berman receives approval for first onshore retail fund
The fund is expected to complete its IPO by the end of the first quarter of this year.
SFC eyes tougher regulations for virtual asset trading platforms
In a bid to make sure investors are ‘adequately protected and key risks are effectively managed’.
Matthews Asia rebrands $565m ex Japan dividend fund
To better reflect the strategy’s total return objective.
