He ‘failed to act with due skill, care and diligence and in the best interests of the clients’.
Category: Hong Kong
SFC bans former StanChart banker
After the Hong Kong financial regulator found he breached the group’s internal policies.
HK’s distributors seek thematic strategies, NB says
They are also looking to add RMB-denominated products on their platforms.
OCBC launches first tech ETF in Singapore
The IPO of the Lion-OCBC Securities Hang Seng TECH ETF began yesterday, after receiving Monetary Authority of Singapore (MAS) authorisation earlier this month.
FSA people moves (18 Nov – 24 Nov)
Indosuez makes two HK hires; Natixis IM names new Taiwan GM; Vontobel AM expands intermediary team; GAM hires from BOC; and more…
Invesco manager avoids Southeast Asia equities
Digitalisation, premiumisation, experience, urbanisation and wellness are driving the Asia consumption story.
CSOP AM brings 5G China ETF in Hong Kong
It will be the second product under the new ETF connectivity scheme between Hong Kong and the mainland.
Hong Kongers put ethics before gain
Most Hong Kong investors are unwilling to seek profits ahead of personal values, according to Schroders’ research.
Sun Life AM joins ESG bandwagon in Hong Kong
The firm is expected to roll out its first retail mutual fund in the SAR, which has also been added to the SFC’s list of green and ESG funds.
MRF funds saw two-way outflows
For the first time since March this year, investors in Hong Kong pulled money out of southbound funds.
