SFC - Securities and Futures Commission Archives - Page 2 of 19

Hong Kong funds see sharp fall in net inflows

The net asset value (NAV) of Hong Kong-domiciled funds posted a decrease of 6.4% to $178.6bn, according to the securities watchdog.

Firms are reminded about licensing rules when marketing the asset as part of a collective investment scheme.

After he ‘operated a client account discretionarily without obtaining written authorisation’.

Brokerages will compete with 23 eligible banks in Hong Kong for southbound services under the cross-boundary Wealth Management Connect.

The firm is penalised for making errors trading under stock connect.

A cross-agency steering group announces progress to advance the territory’s green and sustainable finance development.

Both the AUM and net inflows in the territory recorded a double-digit increase, according to the Securities and Futures Commission (SFC).

The Securities and Futures Commission (SFC) is looking into whether crypto ETFs should be traded on exchanges.

The online trading and investment firm has obtained a Type 9 licence from the Securities and Futures Commission (SFC).

Equity-linked vehicles gained traction among HK$5.7trn of all investment products sold in 2020, regulators found.