Hong Kong’s Securities and Futures Commission has taken legal action against CITIC and five of its former executive directors, alleging market misconduct.
Tag: SFC – Securities and Futures Commission
SFC on compliance in cross-border activities
Hong Kong’s Securities and Futures Commission has reminded all licensed firms to ensure compliance with regulations of both local and other jurisdictions while conducting cross-border business activities.
SFC hits back at top prosecutor
Hong Kong’s main financial regulator has hit back at the territory’s top prosecutor who said the SFC should be stripped of its power to prosecute.
