Vanguard’s Charles Lin takes on Asia role; Barings hires BNPP AM’s wholesale distribution head; Robeco appoints WFOE head; Tencent JV names fund distributors in Hong Kong; SFC tightens cryptocurrency regulations; star rugby player becomes Natixis’ brand ambassador; and more…
Tag: SFC – Securities and Futures Commission
In case you missed it (19 October 2018)
JP Morgan AM names new APAC CEO; Eastspring completes TMB AM acquisition; UBP launches “positive impact” strategy; DWS launches Asia-focused fixed income fund in Hong Kong; Allianz GI’s ESG-integrated assets reach $132bn; SFC posts wanted list on its website; and more…
SFC fines up 200% this year
The fines have increased in 2018 as a result of the regulator’s focus on “more serious matters”, according to enforcement chief Thomas Atkinson.
In case you missed it (05 October 2018)
Aberdeen Standard expands Japan business; State Street creates role for its academic affiliate; Jack Lin joins MSCI’s executive committee; APAC family offices need succession planning; Phillip Capital launches an ETF in Singapore; Mercer and Morningstar team up; and more…
Hedge fund manager enters HK retail market
Hong Kong-based Foundation Asset Management has received the regulatory green-light to roll out a fund in the local market.
In case you missed it (21 September 2018)
Capital Group hires from Blackrock; Columbia Threadneedle strengthens distribution team; BNY Mellon names new China head; Investors pour money into hedge funds; SFC bans former HSBC RM; MAS warns against fraudulent websites promoting bitcoin; China and Singapore strengthen ties; and more…
Tencent JV plans bond fund in HK
The flagship Chinese tech firm is looking to enter Hong Kong’s mutual funds market.
SFC considers changes for MRF
Hong Kong’s Securities and Futures Commission (SFC) reveals discussions with the mainland regulator to relax the limit on overseas delegation.
Manulife, Cap Group to launch funds in HK
Markets are down this year, but asset managers continue to introduce funds for sale in Hong Kong.
The FSA Spy market buzz – 04 September 2018
BNY Mellon IM hires; Truth on politics; Lehman’s 10-year ‘anniversary’; Active management; Blackrock parties; Commodities speculation; Regulator arbitrage and much more.