Schroders’ Apac boss; EFG poaches; ChinaAMC’s ETF head; Nomura spends; Raffles FO in Beijing; JPMAM has new Oz chief.
Tag: Nomura
FSA People Moves (28 July – 3 August 2021)
Former SC banker re-surfaces; State Street hires from Deutsche; Indosuez WM adds in Hong Kong; Nomura gets Greater China head; SC lures HSBC RM.
Nomura AM preps second PFM product
The Japanese asset manager also manages a QDLP product in the mainland.
Nomura to buy stake in Julius Baer’s Japan unit
The deal will help the Swiss firm access more local high net worth clients.
Nomura plans Asia expansion of revived PE unit
Japan’s Nomura intends to expand its newly-revived private equity business to Asia, three years after it was dissolved in the face of tightening financial regulations.
The best and the worst funds – April 2017
JP Morgan, Schroders, UBS, Castlestone, Kotak, SLI — these firms had funds among the best and the worst performers over the last three years. FSA runs the data on funds available to Hong Kong and Singapore investors.
Active managers under pressure to show value
There’s room for active asset management and personal financial advice, despite the growth of passive and robo-advisors, according to panelists at Fund Forum Asia 2017 in Hong Kong.
Portfolio diversification benefits stop at 40 stocks
As soon as a fund’s portfolio reaches 40 stocks, the benefits of portfolio diversification diminish. Therefore, fund managers should strive to have no more than 40 holdings. That’s the conclusion of a study conducted by Nomura Asset Management.
SFC bans Nomura trader for 30 months
The Hong Kong Securities and Futures Commission has banned Masashi Yonezawa, a former trader at Nomura Hong Kong, for “deliberate and dishonest” conduct.
SFC fines Nomura for regulatory breach
Nomura International in Hong Kong has been fined after it failed to disclose that a trader had caused a $3.3m trading loss by making false entries in its risk management systems.
