The Securities and Futures Commission has penalised Yeung Chun Him for breaching the code of conduct and the personal data ordinance.
Tag: Hong Kong
HSBC PB appeals record SFC fine
In a misconduct case more than a decade old, HSBC Private Bank has launched an appeal against a record HK$605m regulatory fine ($78m) and the possible revocation of its license to advise on securities.
Samsung AM hopes for retail interest in ETFs
Samsung Asset Management intends to launch at least one leveraged and one inverse exchange-traded fund in Hong Kong.
Investec WM opens in Hong Kong
Investec Wealth and Investment has set up its first wealth management office in Asia, said Catherine Kirchmann, head of Hong Kong and divisional director.
Aberdeen names head of Asia-Pac multi-asset
The firm plucked Irene Goh from Alliance Bernstein’s multi-asset business.
Moody’s appeals HK ruling
The ratings agency has appealed the decision to fine and reprimand it for a critical analysis of Chinese companies.
`Huge valuation gap’ between HK and Shenzhen
Expect a spike in volatility when the Hong Kong-Shenzhen Stock Connect launches, said Li Chen, equity strategist at Credit Suisse.
Samsung AM has high hopes for oil ETF
The firm believes both institutional and retail investors will show interest, but ETF takeup in Hong Kong has been slow.
SFC bans HSBC’s Chow for life
Hong Kong’s Securities and Futures Commission has banned Andrew Chow Ho-cheung from re-entering the industry for life after he was convicted for fraud and theft.
SSGA builds ETF team in Asia
Two appointments are aimed at strengthening ETF research and product capabilities in Asia-Pacific.
