Hong Kong Archives - Page 52 of 80

Life-ban for former HSBC relationship manager

Hong Kong’s SFC disqualifies Chen Chia-hui from the financial services industry following her bribery conviction.

Rising levels of high net worth cash should give Asia’s private banks plenty of opportunities, says wealth management research firm.

China Asset Management in Hong Kong believes its newly-launched leveraged and inverse ETFs, tracking the Nasdaq 100 will appeal to Asian investors.

Hong Kong’s Securities and Futures Commission has publicly scolded and fined HSBC for regulatory breaches and internal control failings.

Highlights from the forum, which was held on 1 September 2016 at the JW Marriott Hotel.

FSA presents highlights from the event, which was held on 01 September at the JW Marriott Hotel in Hong Kong.

The Securities and Futures Commission (SFC) has fined BNP Paribas Wealth Management HK$4m ($515,664) for overcharging its clients.

MAS opens a fintech innovation lab as authorities aim to cut off web access for public servants.

The SFC suspended Ku Yuen-leung, an account executive at BOCOM International Securities, for manipulating stock prices.

China’s regulator has formally approved the Shenzhen-Hong Kong Stock Connect, which was expected to launch last year.