The Hong Kong Market Misconduct Tribunal ruled that Andrew Left, the founder of Los Angeles-based short-seller Citron Research, has to repay HK$1.6m ($206,250) of net profits from short-selling China Evergrande Group in 2012.
Tag: Hong Kong
Vanguard sees slow ETF progress in HK
Vanguard follows BMO GAM in cutting the cost of investing in its Hong Kong-listed ETFs with the aim of attracting more capital.
Survey: Hong Kong investors hold high return expectations
Hong Kong investors on average are seeking an investment income of 8.9% per year when the average stock market yield across key global indices is 3.8%, according to a study by Schroders.
Life-ban for former HSBC relationship manager
Hong Kong’s SFC disqualifies Chen Chia-hui from the financial services industry following her bribery conviction.
Asia’s pool of liquid assets is set to grow
Rising levels of high net worth cash should give Asia’s private banks plenty of opportunities, says wealth management research firm.
China AMC launches Nasdaq L&I ETFs
China Asset Management in Hong Kong believes its newly-launched leveraged and inverse ETFs, tracking the Nasdaq 100 will appeal to Asian investors.
Regulator slaps HSBC with HK$2.5m fine
Hong Kong’s Securities and Futures Commission has publicly scolded and fined HSBC for regulatory breaches and internal control failings.
VIDEO: FSA Alternatives Forum Hong Kong 2016
Highlights from the forum, which was held on 1 September 2016 at the JW Marriott Hotel.
FSA Alternatives Forum Hong Kong 2016
FSA presents highlights from the event, which was held on 01 September at the JW Marriott Hotel in Hong Kong.
Hong Kong regulator fines BNP Paribas HK$4m for overcharging
The Securities and Futures Commission (SFC) has fined BNP Paribas Wealth Management HK$4m ($515,664) for overcharging its clients.
