Ashley Adler spent decades at top City law firm much like his predecessor Charles Randell.
Gam slapped with fine
Former star bond manager also hit with a penalty.
FSA people moves (21 – 27 April 2021)
HSBC AM appoints new global head of institutional business; Eastspring creates intermediary sales role in the US; Citi names new global head of PB; UK’s FCA steps up ESG focus with new hire; and more.
HK regulator inks cooperation pact with UK
The Securities and Futures
Commission signed an agreement with the UK’s Financial Conduct Authority (FCA) to strengthen cross-border regulatory cooperation.
Hong Kong inks fintech pact with UK
The Hong Kong Monetary Authority (HKMA) has signed a cooperation agreement with the UK regulator to promote fintech innovation.
Top SFC exec quits Hong Kong for UK
The executive director of enforcement at Hong Kong’s Securities and Futures Commission is quitting and will work for the UK Financial Conduct Authority.